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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TRITON PACIFIC ADVISER, LLC

CRD 162406

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9a941bd0-51ff-85f9-1e60-c65b21bf95f2

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 1
On other graphs: 2
Observed: Jun 26, 2012 to Mar 29, 2019
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Triton Pacific Adviser, LLC

Private equity manager · shared crd

Venture Capitalidentity

Triton Pacific Adviser, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.6MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $4.1Mgross asset value as reported per fund; never fund size
SEC number: 801-76862
CRD: 162406
Filings on the tape: 13
First filed: Jun 26, 2012
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
UPA INVESTORS, LP	Private Equity Fund	$162M	Sep 3, 2024	30	Jun 24, 2021	reported	021-397347
IPA INVESTORS, LP	Private Equity Fund	$57.3M	Sep 3, 2024	28	Mar 30, 2023	reported	021-469324
BM TIGERS, LP	Private Equity Fund	$23.7M	Sep 3, 2024	61	Jun 24, 2021	reported	021-274175
IWP TIGERS, LP	Private Equity Fund	$11.1M	Sep 3, 2024	41	Jun 24, 2021	reported	n/a
MAP TIGERS, LP	Private Equity Fund	$6.4M	Mar 31, 2022	29	Jun 24, 2021	reported	n/a
WPX INVESTORS II, LLC	Private Equity Fund	$3.3M	Sep 3, 2024	17	Mar 31, 2022	reported	021-93165
TRITON PACIFIC PLATINUM FUND III, LP	Private Equity Fund	$2.0M	Mar 29, 2019	56	Jun 26, 2012	reported	021-122652
TRITON PACIFIC INCOME & GROWTH FUND I, LLC	Private Equity Fund	$770,029	Mar 29, 2019	94	Jun 26, 2012	reported	021-83450
TRITON PACIFIC INCOME & GROWTH FUND III, LLC	Private Equity Fund	$514,655	Apr 2, 2018	93	Jun 26, 2012	reported	021-122651
TRITON PACIFIC INCOME & GROWTH FUND II (Q), LLC	Private Equity Fund	$440,315	Apr 2, 2018	37	Jun 26, 2012	reported	n/a
TRITON PACIFIC GROWTH & INCOME FUND II, LLC	Private Equity Fund	$360,611	Apr 2, 2018	82	Jun 26, 2012	reported	021-112081
TRITON PACIFIC INCOME & GROWTH FUND I (Q), LLC	Private Equity Fund	$339,290	Mar 29, 2019	36	Jun 26, 2012	reported	n/a
TRITON PACIFIC GROWTH & INCOME FUND II(Q), LLC	Private Equity Fund	$243,921	Apr 2, 2018	57	Jun 26, 2012	reported	021-112080
TRITON PACIFIC INCOME & GROWTH FUND IV, LP	Private Equity Fund	$226,635	Mar 30, 2023	87	Jun 26, 2012	reported	021-171509
TRITON PACIFIC PLATINUM FUND IV, LP	Private Equity Fund	$94,841	Mar 30, 2023	31	Jun 26, 2012	reported	021-171523
TRITON PACIFIC INCOME & GROWTH FUND II, LLC	Private Equity Fund	$79,735	Apr 2, 2018	14	Jun 26, 2012	reported	n/a
WPX INVESTORS, LLLP	Private Equity Fund	$0	Sep 3, 2024	27	Mar 31, 2022	reported	021-52905
TRITON PACIFIC CO-INVESTMENT FUND II, LP	Private Equity Fund	$0	Apr 2, 2018	3	Jun 26, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAGGEN FAMILY TRUST	Member	E	yes	04/2011	Jun 26, 2012	Mar 29, 2019
FAGGEN, CRAIG, JEFFREY	Owner	E	yes	04/1996	Jun 26, 2012	Mar 29, 2019
FAGGEN, CRAIG, JEFFREY	MEMBER/PRESIDENT	B	yes	04/2011	Jun 26, 2012	Mar 29, 2019
FAGGEN, CRAIG, JEFFREY	Trustee	E	yes	01/2008	Jun 26, 2012	Mar 29, 2019
CARROLL, MICHAEL, LOUIS	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	no	06/2012	Jun 26, 2012	Mar 29, 2019
FAGGEN, IVAN	MANAGING PARTNER	A	no	04/2011	Mar 31, 2017	Mar 29, 2019
TRITON PACIFIC GROUP, INC.	Member	Na	no	04/2011	Jun 26, 2012	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TPCP FUND MANAGER I, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP FUND MANAGER IV, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP FUND MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT V, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT VI, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT XIII, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT XIV, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT XXXIII, LLC	n/a	n/a	n/a	N	yes	n/a
TPCP INVESTMENT XXXV, LLC	n/a	n/a	n/a	N	yes	n/a
TRITON PACIFIC CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
TRITON PACIFIC SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$21.6M	$17.6M	7	5	0	5	$4.1M
2017	Apr 2, 2018	$26.3M	$18.1M	6	5	0	11	$8.2M
2016	Mar 31, 2017	$29.8M	$14.6M	7	5	n/a	11	$15.3M
2015	Mar 30, 2016	$50.7M	$7.6M	7	6	n/a	11	$43.2M
2014	Mar 26, 2015	$86.2M	$3.7M	7	6	n/a	11	$82.5M
2013	Mar 31, 2014	$63.0M	$0	7	6	n/a	11	$62.1M
2012	Apr 1, 2013	$63.0M	$0	7	6	n/a	11	$63.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$21.6M	$26.3M	-17.8%	$50.7M	-24.7%	7	6	0	0

Relationships

Advises (18)

→ WPX INVESTORS II, LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ WPX INVESTORS, LLLPPrivate fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ IPA INVESTORS, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2023 to presentfactForm ADV
→ UPA INVESTORS, LPPrivate fundPrivate Equity Fund, ERA
Jun 24, 2021 to presentfactForm ADV
→ BM TIGERS, LPPrivate fundPrivate Equity Fund, ERA
Jun 24, 2021 to presentfactForm ADV
→ IWP TIGERS, LPPrivate fundPrivate Equity Fund, ERA
Jun 24, 2021 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND IV, LPPrivate fundPrivate Equity Fund, ERA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC PLATINUM FUND IV, LPPrivate fundPrivate Equity Fund, ERA
Jun 26, 2012 to presentfactForm ADV
→ MAP TIGERS, LPPrivate fundPrivate Equity Fund, ERA
Jun 24, 2021 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND I (Q), LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC PLATINUM FUND III, LPPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND I, LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND II (Q), LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC GROWTH & INCOME FUND II, LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC CO-INVESTMENT FUND II, LPPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND III, LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC GROWTH & INCOME FUND II(Q), LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV
→ TRITON PACIFIC INCOME & GROWTH FUND II, LLCPrivate fundPrivate Equity Fund, IA
Jun 26, 2012 to presentfactForm ADV

Controls (2)

← FAGGEN, CRAIG, JEFFREYOwnerTRUSTEE, ownership code E, individual
Jun 26, 2012 to presentfactForm ADV
← FAGGEN FAMILY TRUSTOwnerMEMBER, ownership code E, domestic entity
Jun 26, 2012 to presentfactForm ADV

Owns (3)

← FAGGEN, IVANOwnerMANAGING PARTNER, ownership code A, individual
Mar 31, 2017 to presentfactForm ADV
← CARROLL, MICHAEL, LOUISOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 26, 2012 to presentfactForm ADV
← TRITON PACIFIC GROUP, INC.OwnerMEMBER, ownership code NA, domestic entity
Jun 26, 2012 to presentfactForm ADV

Dated events

Occurred
Jun 26, 2012
First Form ADV filing
Triton Pacific Adviser, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a941bd0-51ff-85f9-1e60-c65b21bf95f2
First observed: Jun 26, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRITON PACIFIC ADVISER, LLC

CRD 162406

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a941bd0-51ff-85f9-1e60-c65b21bf95f2

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

UPA INVESTORS, LP

Private Equity Fund

$162M

Sep 3, 2024

Jun 24, 2021

reported

021-397347

IPA INVESTORS, LP

Private Equity Fund

$57.3M

Sep 3, 2024

Mar 30, 2023

reported

021-469324

BM TIGERS, LP

Private Equity Fund

$23.7M

Sep 3, 2024

Jun 24, 2021

reported

021-274175

IWP TIGERS, LP

Private Equity Fund

$11.1M

Sep 3, 2024

Jun 24, 2021

reported

n/a

MAP TIGERS, LP

Private Equity Fund

$6.4M

Mar 31, 2022

Jun 24, 2021

reported

n/a

WPX INVESTORS II, LLC

Private Equity Fund

$3.3M

Sep 3, 2024

Mar 31, 2022

reported

021-93165

TRITON PACIFIC PLATINUM FUND III, LP

Private Equity Fund

$2.0M

Mar 29, 2019

Jun 26, 2012

reported

021-122652

TRITON PACIFIC INCOME & GROWTH FUND I, LLC

Private Equity Fund

$770,029

Mar 29, 2019

Jun 26, 2012

reported

021-83450

TRITON PACIFIC INCOME & GROWTH FUND III, LLC

Private Equity Fund

$514,655

Apr 2, 2018

Jun 26, 2012

reported

021-122651

TRITON PACIFIC INCOME & GROWTH FUND II (Q), LLC

Private Equity Fund

$440,315

Apr 2, 2018

Jun 26, 2012

reported

n/a

TRITON PACIFIC GROWTH & INCOME FUND II, LLC

Private Equity Fund

$360,611

Apr 2, 2018

Jun 26, 2012

reported

021-112081

TRITON PACIFIC INCOME & GROWTH FUND I (Q), LLC

Private Equity Fund

$339,290

Mar 29, 2019

Jun 26, 2012

reported

n/a

TRITON PACIFIC GROWTH & INCOME FUND II(Q), LLC

Private Equity Fund

$243,921

Apr 2, 2018

Jun 26, 2012

reported

021-112080

TRITON PACIFIC INCOME & GROWTH FUND IV, LP

Private Equity Fund

$226,635

Mar 30, 2023

Jun 26, 2012

reported

021-171509

TRITON PACIFIC PLATINUM FUND IV, LP

Private Equity Fund

$94,841

Mar 30, 2023

Jun 26, 2012

reported

021-171523

TRITON PACIFIC INCOME & GROWTH FUND II, LLC

Private Equity Fund

$79,735

Apr 2, 2018

Jun 26, 2012

reported

n/a

WPX INVESTORS, LLLP

Private Equity Fund

Sep 3, 2024

Mar 31, 2022

reported

021-52905

TRITON PACIFIC CO-INVESTMENT FUND II, LP

Private Equity Fund

Apr 2, 2018

Jun 26, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAGGEN FAMILY TRUST

Member

yes

04/2011

Jun 26, 2012

Mar 29, 2019

FAGGEN, CRAIG, JEFFREY

Owner

yes

04/1996

Jun 26, 2012

Mar 29, 2019

FAGGEN, CRAIG, JEFFREY

MEMBER/PRESIDENT

yes

04/2011

Jun 26, 2012

Mar 29, 2019

FAGGEN, CRAIG, JEFFREY

Trustee

yes

01/2008

Jun 26, 2012

Mar 29, 2019

CARROLL, MICHAEL, LOUIS

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

06/2012

Jun 26, 2012

Mar 29, 2019

FAGGEN, IVAN

MANAGING PARTNER

04/2011

Mar 31, 2017

Mar 29, 2019

TRITON PACIFIC GROUP, INC.

Member

04/2011

Jun 26, 2012

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TPCP FUND MANAGER I, LLC

n/a

yes

n/a

TPCP FUND MANAGER IV, LLC

n/a

yes

n/a

TPCP FUND MANAGER, LLC

n/a

yes

n/a

TPCP INVESTMENT V, LLC

n/a

yes

n/a

TPCP INVESTMENT VI, LLC

n/a

yes

n/a

TPCP INVESTMENT XIII, LLC

n/a

yes

n/a

TPCP INVESTMENT XIV, LLC

n/a

yes

n/a

TPCP INVESTMENT XXXIII, LLC

n/a

yes

n/a

TPCP INVESTMENT XXXV, LLC

n/a

yes

n/a

TRITON PACIFIC CAPITAL PARTNERS, LLC

n/a

yes

n/a

TRITON PACIFIC SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$21.6M

$17.6M

$4.1M

2017

Apr 2, 2018

$26.3M

$18.1M

$8.2M

2016

Mar 31, 2017

$29.8M

$14.6M

n/a

$15.3M

2015

Mar 30, 2016

$50.7M

$7.6M

n/a

$43.2M

2014

Mar 26, 2015

$86.2M

$3.7M

n/a

$82.5M

2013

Mar 31, 2014

$63.0M

n/a

$62.1M

2012

Apr 1, 2013

$63.0M

n/a

$63.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$21.6M

$26.3M

-17.8%

$50.7M

-24.7%