DFX Intelligence

J•••• R• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•••• R• W••••••

Advisor at N•••••••• P••••••• A••••••••• I•••

BEDFORD, NH

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Search this name across graphsid dfx:ria:9a950e11-6ee3-b7b6-ed49-f3e901ab7d93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Aug 24, 2026	n/a	yes	BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	BEDFORD, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	L•• F•••••••• L••	Aug 31, 2026	Aug 10, 2026	-21	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (4)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2015 to Sep 11, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2014 to Oct 23, 2019factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Aug 31, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
J•••• R• W•••••• left S•••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a950e11-6ee3-b7b6-ed49-f3e901ab7d93
First observed: Jan 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.