DFX Intelligence

S•••• T•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

S•••• T•••••• M•••••

Advisor at C•••••••

Boeme, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 11, 2021	n/a	yes	Boeme, TX	Current employment
C•••••••	Former SEC adviser	Jun 10, 2019	Nov 24, 2021	no	Boerne, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	C•••••••	Nov 24, 2021	Oct 11, 2021	-44	Firm change after gap	Other
E•••••• C•••••• M•••••••••	C•••••••	Dec 20, 2019	Jun 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
152651:175112:TX:2021-11-24	Nov 24, 2021	Oct 11, 2021	BOERNE, TX	Firm change after gap
152890:152651:TX:2019-12-20	Dec 20, 2019	Jun 10, 2019	BOERNE, TX	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Jun 10, 2019 to Nov 24, 2021factForm ADV
→ E•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Feb 24, 2014 to Dec 20, 2019factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 27, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.