This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 17, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

12derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 17, 2013

First registration

May 29, 2013

Dual registered

yes, broker-dealer

Other names

LIAM SMITH

IAPD individual key

6007217

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9a9d62a2-d3b9-2ee1-4458-c078dfab8d9b

First observed

May 29, 2013

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.