DFX Intelligence

D••••• M••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

D••••• M••••• B•••••

Advisor at P•• A•••• M••••••••• C•••

••• Locked

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Search this name across graphsid dfx:ria:9abb0c5e-952e-890e-8ab9-c0c091f8bc42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••• M••••••••• C•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• A•••• M••••••••• C•••	Mixed wealth	Nov 5, 2024	n/a	yes	Oneonta, NY\|Cocoa Beach, FL\|CENTENNIAL, CO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Nov 22, 2024	no	Oneonta, NY\|COCOA BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	P•• A•••• M••••••••• C•••	Nov 22, 2024	Nov 5, 2024	-17	Firm change	Ibd to RIA
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Relationships

Registered with (3)

→ P•• A•••• M••••••••• C•••Registered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 22, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2019 to Jun 14, 2024factForm ADV

Dated events

Occurred
Nov 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9abb0c5e-952e-890e-8ab9-c0c091f8bc42
First observed: Jan 4, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.