DFX Intelligence

S•••••••• F••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

S•••••••• F••• M•••••••••

CRD 283809

WESTON, FL

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Search this name across graphsid dfx:ria:9abd3944-215f-93ca-3892-d7c1c9f70c6c

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 26, 2016 to Mar 29, 2019
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.0M••• Locked
Discretionary RAUM: $37.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• V••••••• M••••••	Member	E	yes	03/2000	May 26, 2016	Mar 29, 2019
E•••••••• V••••••• M••••••	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	05/2016	May 26, 2016	Mar 29, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••• A•••••• S•••••••• L••	n/a	Independent wealth	$5.6B	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$37.0M	$44.0M	-15.9%	n/a	n/a	7	7	1	1

Relationships

Affiliated with (1)

→ D••••••Registered adviserother investment adviser
factForm ADV

Controls (2)

← I••••••• R•••••• A•••OwnerMEMBER, ownership code E, individual
May 26, 2016 to presentfactForm ADV
← E•••••••• V••••••• M••••••OwnerMEMBER, ownership code E, individual
May 26, 2016 to presentfactForm ADV

Owns (2)

← E••••••• F••••••••• L••

Dated events

Occurred
May 26, 2016
First Form ADV filing
S•••••••• F••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9abd3944-215f-93ca-3892-d7c1c9f70c6c
First observed: May 26, 2016
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.