DFX Intelligence

K•••••• M•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

K•••••• M•••• Y••••

Advisor at F•••••••• F••••• I•••

SPOKANE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F••••• I•••	Independent wealth	Nov 23, 2020	n/a	yes	SPOKANE, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2008	Nov 4, 2020	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•••••••• F••••• I•••	Nov 4, 2020	Nov 23, 2020	19	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:307740:WA:2020-11-04	Nov 4, 2020	Nov 23, 2020	SPOKANE, WA	Firm change

Relationships

Registered with (2)

→ F•••••••• F••••• I•••Registered adviserregistration: current employment
Nov 23, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 23, 2008 to Nov 4, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.