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S•••••••• C•••••• M••••••••• ••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

S•••••••• C•••••• M••••••••• ••• L••••••

CRD 311670

LONDON

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Search this name across graphsid dfx:ria:9ad11a7c-0b42-3c09-8050-0a7dadd27b2a

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Nov 13, 2020 to Mar 31, 2022
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• S•••••	Manager	F	yes	10/2021	Mar 31, 2022	Mar 31, 2022
P••••• R•••••• S••••••	Member	E	yes	07/2019	Nov 13, 2020	Mar 31, 2022
S•••• I•••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C•••••• M••••••••• L•	n/a	Asset manager	$10B	N	yes	n/a
S••• A••••••• L•	n/a	n/a	n/a	N	yes	n/a
S•••••••• A••••••• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	$0	n/a	n/a	n/a	4	3	0	0

Relationships

Affiliated with (1)

→ S•••••••• C•••••• M••••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (6)

← S•••••••• R••••••• C•OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 13, 2020 to presentfactForm ADV
← P••••• R•••••• S••••••OwnerMEMBER, ownership code E, individual
Nov 13, 2020 to presentfactForm ADV
← K••••• S•••••OwnerMANAGER, ownership code F, individual

Dated events

Occurred
Mar 31, 2022
Control person joined
Sheena Koshy (Manager) appeared on Schedule A of S•••••••• C•••••• M••••••••• ••• L••••••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Control person left
Francis Thomas Fortin (Manager) no longer on Schedule A of S•••••••• C•••••• M••••••••• ••• L•••••• (listed 2021-03-30, absent 2022-03-31)
Form ADVobserved 7 days ago
Occurred
Nov 13, 2020
First Form ADV filing
S•••••••• C•••••• M••••••••• ••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ad11a7c-0b42-3c09-8050-0a7dadd27b2a
First observed: Nov 13, 2020
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.