This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.4 fund_share=0.0 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$55.4MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$55.4M

Private client RAUM

$22.1MderivedItem 5.D individuals plus high net worth individuals

Private client share

40%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

12

Individual clients

2

High net worth clients

6

SEC number

801-72980

CRD

159731

Filings on the tape

25

First filed

Dec 15, 2011

Latest filed

Mar 16, 2026

Organised

Sole Proprietorship, NJ

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ad18f7e-eb00-1abe-04ad-0b767513e8e8

First observed

Dec 15, 2011

Last observed

Mar 16, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.