DFX Intelligence

Data Factory

T••••••• P••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T••••••• P••••••• M••••••••• L•

CRD 330629

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ad90d4c-b50d-3182-2532-36ed046752a0

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 2
Observed: Mar 19, 2024 to Apr 27, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••••• P••••••• M••••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

T••••••• P••••••• M••••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• B••••••••• T•••••• H• F• M•	SOLE MEMBER	E	yes	01/2024	Mar 19, 2024	Dec 19, 2024
L••••••• B••••••••• T•••••• H• F• M•	CHIEF EXECUTIVE OFFICER	Na	yes	11/2023	Mar 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• M••••• M••••• I•••• F••• I•• G• L•	n/a	n/a	n/a	N	yes	n/a
T••••••• M••••• M••••• I•••• F••• I• G• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$470M	202.5%	n/a	n/a	16	10	0	0

Relationships

Controls (7)

← L••••••• B••••••••• T•••••• H• F• M•OwnerSOLE MEMBER, ownership code E, individual
Mar 19, 2024 to Dec 19, 2024factForm ADV
← S•••• V•••••• M•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2024 to Dec 19, 2024factForm ADV
← S•• H•••••• H••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 19, 2024 to Dec 19, 2024factForm ADV
← S•• H•••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 19, 2024 to Dec 19, 2024fact

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
T••••••• P••••••• M••••••••• L• reported RAUM $1.4B, up 202% from $469.6M (2025-10-23 to 2026-03-30)
Form ADVobserved 6 days ago
$951M
Occurred
Mar 27, 2025
Regulatory AUM changed
T••••••• P••••••• M••••••••• L• reported RAUM $469.6M, up 88% from $250.0M (2025-02-10 to 2025-03-27)
Form ADVobserved 6 days ago
$220M
Occurred
Mar 19, 2024
First Form ADV filing
T••••••• P••••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ad90d4c-b50d-3182-2532-36ed046752a0
First observed: Mar 19, 2024
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.