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Advisor at LPL FINANCIAL LLC
ALEXANDRIA, MN | STAPLES, MN | ADA, MN | LITTLE FALLS, MN | DETROIT LAKES, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 7, 2023 | n/a | yes | LITTLE FALLS, MN|ALEXANDRIA, MN|DETROIT LAKES, MN|STAPLES, MN|ADA, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | Nov 18, 2022 | no | PERHAM, MN|NEW YORK MILLS, MN|MOORHEAD, MN | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Sep 24, 2018 | May 18, 2022 | no | WAVERLY, IA|Perham, MN|Moorhead, MN|New York Mills, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 26, 2018 | Aug 31, 2018 | no | MANDAN, ND|Fargo, ND | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | May 18, 2017 | Mar 15, 2018 | no | MANDAN, ND|Fargo, ND|MANDAN, ND|MAYVILLE, ND|Fargo, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | CUNA BROKERAGE SERVICES, INC. | Aug 31, 2018 | Sep 24, 2018 | 24 | Firm change | Ibd to RIA |