DFX Intelligence

C•••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••••• K••••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

Austin, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:9ae429e4-7d42-7c52-f831-a98e84717f28

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Jun 11, 2025	n/a	yes	AUSTIN, TX\|Austin, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 8, 2023	Jun 26, 2025	no	AUSTIN, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	K••••• P•••••• W••••• S•••••••• L••	Jun 26, 2025	Jun 11, 2025	-15	Firm change	Ibd to ibd
F•••• T•••• A••••••• L•	K••••• A••••••• S•••••••• L••	Feb 16, 2023	May 8, 2023

Relationships

Registered with (4)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jun 11, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 8, 2023 to Jun 26, 2025factForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Sep 19, 2022 to Feb 16, 2023factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Jun 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ae429e4-7d42-7c52-f831-a98e84717f28
First observed: Jun 8, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.