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Advisor at J. W. COLE ADVISORS, INC.
Naples, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 30, 2024 | n/a | yes | TAMPA, FL|Naples, FL | Current employment |
| CONTINUUM ADVISORY, LLC | Independent wealth | Jan 24, 2018 | Nov 30, 2021 | no | Northville, MI|EAGLE, ID|Plymouth, MI | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Jan 29, 2018 | no | ALLENTOWN, PA|N CHESTERFIELD, VA|NORTHVILLE, MI | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jul 16, 2010 | May 13, 2016 | no | NORTHVILLE, MI|RICHMOND, VA|NORTHVILLE, MI|NORTHVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | J. W. COLE ADVISORS, INC. | Nov 30, 2021 | Jan 30, 2024 | 791 | Firm change after gap | RIA to ibd |
| SIGNATOR INVESTORS, INC. | CONTINUUM ADVISORY, LLC | Jan 29, 2018 | Jan 24, 2018 | -5 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283155:112294:MI:2021-11-30 | Nov 30, 2021 | Jan 30, 2024 | PLYMOUTH, MI | Firm change after gap |