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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JONATHAN DAVID CUMMINGS

Advisor at LPL FINANCIAL LLC

HURST, TX

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Search this name across graphsid dfx:ria:9affb4a4-d1f8-a7f3-10b5-be4dc02d5929

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Apr 4, 1996
First registration: Oct 11, 1999
Dual registered: yes, broker-dealer
Other names: JONATHAN DAVID CUMMINGS
IAPD individual key: 2715296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 14, 2020	n/a	yes	HURST, TX	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Dec 10, 2020	no	HURST, TX	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Dec 14, 2009	Jul 17, 2020	no	FORT WORTH, TX\|HURST, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 18, 2009	Dec 23, 2009	no	FORT WORTH, TX\|FT WORTH, TX	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 11, 1999	Jun 14, 2002	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Dec 10, 2020	Dec 14, 2020	4	Firm change	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	INVESTACORP ADVISORY SERVICES INC	Dec 23, 2009	Dec 14, 2009	-9	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	EQUITABLE ADVISORS, LLC	Jun 14, 2002	Jun 18, 2009	2,561	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:6413:TX:2020-12-10	Dec 10, 2020	Dec 14, 2020	HURST, TX	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 14, 2020 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Dec 10, 2020factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Dec 14, 2009 to Jul 17, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 18, 2009 to Dec 23, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 11, 1999 to Jun 14, 2002factForm ADV

Dated events

No dated event names this entity yet.