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Advisor at LPL FINANCIAL LLC
WAKE FOREST, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 17, 2023 | n/a | yes | WAKE FOREST, NC | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jan 23, 2023 | Jul 7, 2023 | no | Blackstone, VA|Blackstone, VA|MERIDEN, CT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 19, 2018 | Feb 2, 2023 | no | WAKE FOREST, NC|FORT MILL, SC|WAKE FOREST, NC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Dec 19, 2018 | no | SOUTH BOSTON, VA|EMPORIA, VA|SOUTH HILL, VA|CHARLOTTE, NC|BLACKSTONE, VA|CLIFTON FORGE, VA|VIRGINIA BEACH, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Dec 2, 2002 | Jan 2, 2018 | no | ROANOKE RAPIDS, NC|ROCKY MOUNT, NC|EMPORIA, VA|SOUTH HILL, VA|LITTLETON, NC|BLACKSTONE, VA|KENBRIDGE, VA|BRACEY, VA|CHARLOTTE, NC|CHARLOTTE, NC|VIRGINIA BEACH, VA|BLACKSTONE, VA|CLIFTON FORGE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Jul 7, 2023 | Jul 17, 2023 | 10 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | OSAIC INSTITUTIONS, INC. | Feb 2, 2023 | Jan 23, 2023 | -10 | Firm change | RIA to ibd |
| BB&T SECURITIES, LLC | LPL FINANCIAL LLC | Dec 19, 2018 | Dec 19, 2018 | 0 | Firm change | Ibd to RIA |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |