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Advisor at EMPOWER ADVISORY GROUP, LLC
Rogers, AR | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 19, 2024 | n/a | yes | GREENWOOD VILLAGE, CO|Rogers, AR | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 29, 2020 | Feb 1, 2021 | no | Lone Tree, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 19, 2018 | Apr 12, 2023 | no | Lone Tree, CO|Indianapolis, IN | Previous registration |
| SCHWAB WEALTH INVESTMENT ADVISORY, INC. | Former SEC adviser | Jan 15, 2015 | Mar 29, 2018 | no | LONE TREE, CO|SAN FRANCISCO, CA | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Apr 23, 2014 | Dec 31, 2014 | no | ENGLEWOOD, CO|LONE TREE, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 22, 2011 | Apr 23, 2014 | no | ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO|Lone Tree, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Apr 12, 2023 | Jan 29, 2020 | -1,169 | Channel change | Ibd to ibd |
| SCHWAB WEALTH ADVISORY, INC. | EMPOWER ADVISORY GROUP, LLC | Feb 1, 2021 | Apr 19, 2024 | 1,173 | Firm change after gap | Other |
| SCHWAB WEALTH INVESTMENT ADVISORY, INC. | CHARLES SCHWAB & CO., INC. | Mar 29, 2018 | Jan 19, 2018 | -69 | Channel change | Other |
| SCHWAB WEALTH ADVISORY, INC. | SCHWAB WEALTH INVESTMENT ADVISORY, INC. | Dec 31, 2014 | Jan 15, 2015 | 15 | Channel change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Apr 23, 2014 | Apr 23, 2014 | 0 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173455:5393:CA:2018-03-29 | Mar 29, 2018 | Jan 19, 2018 | SAN FRANCISCO, CA | Firm change after gap |