DFX Intelligence

T••••• R••••••••• I•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

T••••• R••••••••• I•••••••• I•••

CRD 282315

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b1291cf-8daf-7930-2282-ec9b08efc833

Data as of Aug 12, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2015 to Aug 12, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Accounts: 0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••• R••••••••• I•••••••• L•••	Hedge Fund	$0	Aug 12, 2016	3	Feb 10, 2016	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2•••••• O•••••• L••••••	Shareholder	D	yes	08/2015	Dec 14, 2015	Aug 12, 2016
G•••••• B••••• J••••	Shareholder	E	yes	08/2015	Dec 14, 2015	Aug 12, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••• F•••••••• G•••• I•••	n/a	n/a	n/a	Y	no	n/a
T••••• R••••••••• I•••••••• F••• I• G• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Aug 12, 2016	$0	$0	5	5	n/a	1	$0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (1)

→ T••••• R••••••••• I•••••••• L•••Private fundHedge Fund, IA
Feb 10, 2016 to presentfactForm ADV

Controls (5)

← S••••• N•••• M••••••OwnerSHAREHOLDER / CEO, ownership code E, individual
Dec 14, 2015 to presentfactForm ADV
← G•••••• B••••• J••••OwnerSHAREHOLDER, ownership code E, individual
Dec 14, 2015 to presentfactForm ADV
← J•••• L••••• M•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Dec 14, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b1291cf-8daf-7930-2282-ec9b08efc833
First observed: Dec 14, 2015
Last observed: Aug 12, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.