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R•••••• L•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

R•••••• L•• W•••••

Advisor at R• W••••• • A••••••••• L••

SAVANNAH, GA

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Search this name across graphsid dfx:ria:9b180e84-abec-ed31-95b6-1393e5725c5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• W••••• • A••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R• W••••• • A••••••••• L••	State registered	May 9, 2014	n/a	yes	SAVANNAH, GA	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Mar 6, 2012	Apr 30, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	R• W••••• • A••••••••• L••	Apr 30, 2014	May 9, 2014	9	Firm change	Other
A•••• S••••••• C••••••••• L••	U•• F•••••••• S••••••••• L••	Mar 19, 2012

Relationships

Registered with (3)

→ R• W••••• • A••••••••• L••Registered adviserregistration: current employment
May 9, 2014 to presentfactForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2012 to Apr 30, 2014factForm ADV
→ A•••• S••••••• C••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2010 to Mar 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b180e84-abec-ed31-95b6-1393e5725c5a
First observed: Oct 4, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.