This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 7, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Oct 7, 2011

First registration

Feb 28, 2014

Dual registered

yes, broker-dealer

Other names

ROXANNE SMITH|ROXANNE SMITH DUENNEBEIL|ROXANNE SMITH DUENNEBEIL

IAPD individual key

5960271

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9b1df3fd-c080-e62d-8a4a-3e60c3ec70af

First observed

Feb 28, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.