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Advisor at LTC WEALTH MANAGEMENT, LLC
TEMPE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LTC WEALTH MANAGEMENT, LLC | State registered | Jan 1, 2018 | n/a | yes | TEMPE, AZ | Current employment |
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Former SEC adviser | Dec 21, 2012 | Nov 28, 2017 | no | TEMPE, AZ|PETALUMA, CA | Previous registration |
| LEGACY PLANNING CONCEPTS, LLC | n/a | Mar 28, 2011 | Aug 20, 2012 | no | TEMPE, AZ | Previous registration |
| LEGACY PLANNING CONCEPTS, LLC | n/a | Mar 10, 2010 | Dec 31, 2010 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | LTC WEALTH MANAGEMENT, LLC | Nov 28, 2017 | Jan 1, 2018 | 34 | Firm change | Other |
| LEGACY PLANNING CONCEPTS, LLC | ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Aug 20, 2012 | Dec 21, 2012 | 123 | Firm change | Other |