D••••• L• B••••

Advisor at S••••••• S•••••

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• S•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• S•••••	Independent wealth	Sep 1, 2024	n/a	yes	WEST DES MOINES, IA	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Jan 19, 2024	Sep 12, 2024	no	West Des Moines, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	S••••••• S•••••	Sep 12, 2024	Sep 1, 2024	-11	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••• F•••••••• E••••••	Jan 5, 2024	Jan 19, 2024

Relationships

Registered with (4)

→ S••••••• S•••••Registered adviserregistration: current employment
Sep 1, 2024 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Jan 19, 2024 to Sep 12, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 28, 2022 to Jan 5, 2024factForm ADV
→ E••••• J••••

Dated events

Order

Occurred
12 Sep 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Jan 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.