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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

CHRISTOPHER JAMES COBURN

Advisor at RBC CAPITAL MARKETS, LLC

GREENWOOD VILLAGE, CO | Lone Tree, CO

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Search this name across graphsid dfx:ria:9b2efe28-921f-0a35-3fed-e3cf477f9c19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 8, 1990
First registration: Apr 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2079328

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 20, 2018	n/a	yes	GREENWOOD VILLAGE, CO\|Lone Tree, CO	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Aug 29, 2014	Oct 4, 2018	no	DENVER, CO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 3, 2005	Sep 11, 2014	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 12, 2002	Jun 7, 2005	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	RBC CAPITAL MARKETS, LLC	Oct 4, 2018	Sep 20, 2018	-14	Firm change	RIA to ibd
RBC CAPITAL MARKETS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Sep 11, 2014	Aug 29, 2014	-13	Firm change	Other
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Jun 7, 2005	Jun 3, 2005	-4	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 3, 2005 to Sep 11, 2014factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Aug 29, 2014 to Oct 4, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2002 to Jun 7, 2005factForm ADV

Dated events

No dated event names this entity yet.