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Advisor at JANNEY MONTGOMERY SCOTT LLC
Philadelphia, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | May 14, 2019 | n/a | yes | Philadelphia, PA | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Apr 17, 2009 | Jul 8, 2009 | no | BIRMINGHAM, AL | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Apr 30, 2002 | Oct 10, 2005 | no | ARDMORE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | JANNEY MONTGOMERY SCOTT LLC | Jul 8, 2009 | May 14, 2019 | 3,597 | Firm change after gap | Other |
| FERRIS, BAKER WATTS, LLC | STERNE AGEE ASSET MANAGEMENT, INC. | Oct 10, 2005 | Apr 17, 2009 | 1,285 | Firm change after gap | Other |