DFX Intelligence

A••• J•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

A••• J•••••• K••••••

Advisor at K•••••• • C•••••• L••

NORFOLK, VA | SUFFOLK, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• • C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• K•••••• M••••• P•••••••• L••	State registered	Oct 7, 2022	n/a	yes	SUFFOLK, VA\|NORFOLK, VA	Current employment
K•••••• • C•••••• L••	Independent wealth	Jan 29, 2010	n/a	yes	SUFFOLK, VA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	K•••••• • C•••••• L••	Feb 8, 2010	Jan 29, 2010	-10	Firm change	Other

Relationships

Registered with (3)

→ C•••••• K•••••• M••••• P•••••••• L••Registered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ K•••••• • C•••••• L••Registered adviserregistration: current employment
Jan 29, 2010 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 28, 1995 to Feb 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.