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Reading the graph
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Advisor at P•••••• W••••• A•••••••• L••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• W••••• A•••••••• L•• | I•••••••••_WEALTH | Jan 23, 2019 | n/a | yes | SAN DIEGO, CA | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Oct 21, 2005 | n/a | yes | SAN DIEGO, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• D•••••• L••• | I••••••••• F•••••••• G••••• L•• | Apr 8, 2010 | Oct 21, 2005 | -1,630 | Firm change after gap | Other |
| I••••••••• F•••••••• G••••• L•• | F•••••••• D•••••• L••• | Oct 21, 2005 | May 17, 2005 |
| F•••••••• D•••••• L••• |
| n/a |
| May 17, 2005 |
| Apr 8, 2010 |
| no |
| SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA |
| Previous registration |
| I••••••••• F•••••••• G••••• L•• | n/a | Jul 22, 2004 | Oct 21, 2005 | no | SAN DIEGO, CA | Previous registration |
| H•••••• T••••••• • K•••• L•• | I•••••••••_WEALTH | May 9, 2001 | Jul 23, 2004 | no | SAN DIEGO, CA | Previous registration |
| -157 |
| Firm change after gap |
| Other |
| H•••••• T••••••• • K•••• L•• | I••••••••• F•••••••• G••••• L•• | Jul 23, 2004 | Jul 22, 2004 | -1 | Firm change | Other |