DFX Intelligence

A••••• R•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••••• R•••••• H•••

Advisor at A•••••••• A••••••• G•••• I•••

NEEDHAM, MA | PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:9b40094b-0505-f56f-46ab-25d854892d9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• A••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• A••••••• G•••• I•••	Independent wealth	Apr 28, 2022	n/a	yes	NEEDHAM, MA\|PORTSMOUTH, NH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 10, 2021	Jun 1, 2022	no	NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	A•••••••• A••••••• G•••• I•••	Jun 1, 2022	Apr 28, 2022	-34	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:318662:MA:2022-06-01	Jun 1, 2022	Apr 28, 2022	NEEDHAM, MA	Firm change after gap

Relationships

Registered with (2)

→ A•••••••• A••••••• G•••• I•••Registered adviserregistration: current employment
Apr 28, 2022 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 10, 2021 to Jun 1, 2022factForm ADV

Dated events

Occurred
Jun 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b40094b-0505-f56f-46ab-25d854892d9e
First observed: Nov 10, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.