DFX Intelligence

J••••• D•• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

J••••• D•• B••••••••

Advisor at P•••••••• W••••• P•••••••• L••

CARMEL, IN | CLAYTON, MO

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Search this name across graphsid dfx:ria:9b53503e-cbc9-ed3f-e754-1369373bf38e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• P•••••••• L••	Independent wealth	Aug 1, 2025	n/a	yes	CARMEL, IN\|CLAYTON, MO	Current employment
S•••••••• W••••• A•••••••	Former SEC adviser	Jan 27, 2015	Dec 10, 2025	no	NEW CASTLE, IN\|CARMEL, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• A•••••••	P•••••••• W••••• P•••••••• L••	Dec 10, 2025	Aug 1, 2025	-131	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
121764:331565:IN:2025-12-10	Dec 10, 2025	Aug 1, 2025	CARMEL, IN	Firm change after gap

Relationships

Registered with (2)

→ P•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ S•••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 27, 2015 to Dec 10, 2025factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b53503e-cbc9-ed3f-e754-1369373bf38e
First observed: Jan 27, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.