K••••••• A•••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$17B••• Locked

Discretionary RAUM

$11B

Private client RAUM

$0derived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

9

RAUM per advisor

$1.8Bderived

• Occurred

  Mar 29, 2023
  Regulatory AUM changed

  K••••••• A•••••••• L•• reported RAUM $16.7B, up 37% from $12.2B (2022-03-23 to 2023-03-29)

  Form ADVobserved 7 days ago
  $4.5B
• Occurred

  Mar 23, 2022
  Regulatory AUM changed

  K••••••• A•••••••• L•• reported RAUM $12.2B, up 26% from $9.7B (2021-03-25 to 2022-03-23)

  Form ADVobserved 7 days ago
  $2.5B
• Occurred

  Mar 25, 2021
  Regulatory AUM changed

  K••••••• A•••••••• L•• reported RAUM $9.7B, up 30% from $7.5B (2020-04-01 to 2021-03-25)

  Form ADVobserved 7 days ago
  $2.2B

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9b571617-cbd8-83cf-fdf2-d1047a2cbf78

First observed

Nov 11, 2011

Last observed

Mar 24, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.