DFX Intelligence

E••• W•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

E••• W•••••• H•••••••

Advisor at H••••••• C•••••• M••••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:9b5ee94f-7abb-0783-6925-7b109c6cc0b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• C•••••• M••••••••• L••	State registered	May 22, 2026	n/a	yes	LAS VEGAS, NV	Current employment
W••••• M••••••••• A••••••••• L••	n/a	Jan 28, 2002	Jul 15, 2011	no	LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• A••••••••• L••	H••••••• C•••••• M••••••••• L••	Jul 15, 2011	May 22, 2026	5,425	Firm change after gap	Other

Relationships

Registered with (2)

→ H••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ W••••• M••••••••• A••••••••• L••Registered adviserregistration: previous registration
Jan 28, 2002 to Jul 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b5ee94f-7abb-0783-6925-7b109c6cc0b1
First observed: Jan 28, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.