DFX Intelligence

T•••• B••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

T•••• B••••••• W•••••••

Advisor at C•••••••

Rochester, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b6b6cb3-86e9-0381-fe48-e5600fcd75b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 28, 2025	n/a	yes	Rochester, NY	Current employment
C••••••••• C•••••• A•••••••• L••	Former SEC adviser	May 5, 2021	Dec 31, 2025	no	ROCHESTER, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• A•••••••• L••	C•••••••	Dec 31, 2025	Oct 28, 2025	-64	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
108023:175112:NY:2025-12-31	Dec 31, 2025	Oct 28, 2025	ROCHESTER, NY	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Oct 28, 2025 to presentfactForm ADV
→ C••••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 5, 2021 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b6b6cb3-86e9-0381-fe48-e5600fcd75b5
First observed: May 5, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.