DFX Intelligence

C••••••••• S•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

C••••••••• S•••••• W•••••••

Advisor at B••• M••• T•••• A•••••••• L••

Wilmington, DE | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:9b709a3a-26b1-07f4-398e-9299d6e57488

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• M••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• M••• T•••• A•••••••• L••	Independent wealth	May 5, 2024	n/a	yes	Wilmington, DE\|PHILADELPHIA, PA	Current employment
A••••••• W••••• M••••••••• L••	Independent wealth	Oct 1, 2019	Apr 15, 2024	no	WILMINGTON, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• L••	B••• M••• T•••• A•••••••• L••	Apr 15, 2024	May 5, 2024	20	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••• M••• T•••• A•••••••• L••Registered adviserregistration: current employment
May 5, 2024 to presentfactForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2019 to Apr 15, 2024factForm ADV

Dated events

Occurred
Apr 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b709a3a-26b1-07f4-398e-9299d6e57488
First observed: Oct 1, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.