DFX Intelligence

Data Factory

T•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

T•••••••• C•••••• M••••••••• L•

CRD 333921

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b798505-c12b-5682-7cb5-34b27ac1cd6d

Data as of Jan 7, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 19, 2024 to Jan 7, 2025
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-01-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• C••••• G••••	MANAGING MEMBER	E	yes	06/2023	Dec 19, 2024	Dec 19, 2024
B••••• C••••• G••••	FOUNDER & CHIEF INVESTMENT OFFICER	E	yes	06/2023	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 7, 2025	$0	$0	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (3)

← B••••• C••••• G••••OwnerMANAGING MEMBER, ownership code E, individual
Dec 19, 2024 to Dec 19, 2024factForm ADV
← R•••• J••••••• M••••••OwnerCOO/CFO/CCO, ownership code NA, individual
Dec 19, 2024 to Dec 19, 2024factForm ADV
← T•••••••• C•••••• M••••••••• G• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 19, 2024 to Dec 19, 2024factForm ADV

Dated events

Occurred
Jun 2, 2025
Left the SEC roster
T•••••••• C•••••• M••••••••• L• no longer on the SEC adviser roster (last listed 2025-05-02)
Form ADVobserved 6 days ago
0 USD_RAUM
Occurred
Dec 19, 2024
First Form ADV filing
T•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b798505-c12b-5682-7cb5-34b27ac1cd6d
First observed: Dec 19, 2024
Last observed: Jan 7, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.