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Advisor at FIRST COMMAND ADVISORY SERVICES
FORT WORTH, TX | Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | n/a | yes | FORT WORTH, TX|Fort Worth, TX | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 12, 2009 | Mar 19, 2010 | no | PRINCETON, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 17, 2002 | Oct 24, 2008 | no | CHICAGO, IL|WEEHAWKEN, NJ|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | FIRST COMMAND ADVISORY SERVICES | Mar 19, 2010 | Dec 15, 2015 | 2,097 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | ADVICE AND PLANNING SERVICES | Oct 24, 2008 | Mar 12, 2009 | 139 | Firm change | Other |