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RIA / WealthAdvisorCertified Financial Planner38 years in industry

ATUL C DUBAL

Advisor at PRUDENT PROSPERA PLANNING, INC.

PLEASANTON, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRUDENT PROSPERA PLANNING, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66|S65|S63
First exam: Oct 20, 1987
First registration: May 27, 2004
Dual registered: no
Other names: ANDY DUBAL|ATUL ANDY DUBAL|ANDY DUBAL|AC ANDY
IAPD individual key: 1734157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRUDENT PROSPERA PLANNING, INC.	State registered	Jun 25, 2021	n/a	yes	PLEASANTON, CA	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Aug 30, 2010	Mar 4, 2015	no	PITTSBURG, CA\|PLEASANTON, CA\|SAN DIEGO, CA\|TUSTIN, CA	Previous registration
QA3 FINANCIAL LLC	n/a	Dec 16, 2008	Aug 27, 2010	no	MILPITAS, CA\|OMAHA, NE	Previous registration
EPLANNING ADVISORS INC	n/a	Jan 3, 2007	Dec 15, 2008	no	ROSEVILLE, CA	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Apr 4, 2006	Jan 3, 2007	no	MILPITAS, CA\|MILPITAS, CA\|GREENWOOD VILLAGE, CO	Previous registration
STERLING FINANCIAL SERVICES, INC.	n/a	Apr 22, 2005	Jul 17, 2006	no	WALNUT CREEK, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 30, 2005	Apr 6, 2006	no	WALNUT CREEK, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 27, 2004	Nov 29, 2004	no	ADDISON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	PRUDENT PROSPERA PLANNING, INC.	Mar 4, 2015	Jun 25, 2021	2,305	Firm change after gap	Other
QA3 FINANCIAL LLC	FORESTERS EQUITY SERVICES, INC.	Aug 27, 2010	Aug 30, 2010	3	Firm change	Other
EPLANNING ADVISORS INC	QA3 FINANCIAL LLC	Dec 15, 2008	Dec 16, 2008	1	Firm change	Other
UNITED SECURITIES ALLIANCE, INC.	EPLANNING ADVISORS INC	Jan 3, 2007	Jan 3, 2007	0	Firm change	Other
STERLING FINANCIAL SERVICES, INC.	UNITED SECURITIES ALLIANCE, INC.	Jul 17, 2006	Apr 4, 2006	-104	Firm change after gap	Other
OSAIC WEALTH, INC.	STERLING FINANCIAL SERVICES, INC.	Apr 6, 2006	Apr 22, 2005	-349	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Nov 29, 2004	Mar 30, 2005	121	Firm change	Other

Relationships

Registered with (8)

→ PRUDENT PROSPERA PLANNING, INC.Registered adviserregistration: current employment
Jun 25, 2021 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Aug 30, 2010 to Mar 4, 2015factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 16, 2008 to Aug 27, 2010factForm ADV
→ EPLANNING ADVISORS INCRegistered adviserregistration: previous registration
Jan 3, 2007 to Dec 15, 2008factForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Apr 4, 2006 to Jan 3, 2007factForm ADV
→ STERLING FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 22, 2005 to Jul 17, 2006factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 30, 2005 to Apr 6, 2006factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 27, 2004 to Nov 29, 2004factForm ADV

Dated events

No dated event names this entity yet.