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CRD 312068
SOUTH JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• S••••• B•••••••• | n/a | SOUTH JORDAN, UT | 5 | 25 | 1 | no |
| J•••••• S•••• W••• | n/a | SOUTH JORDAN, UT | 5 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• J•••• W••••• | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 01/2024 | Feb 14, 2024 | Jul 18, 2024 |
| E•••••• H•••••••• L•• | Owner | E | yes | 01/2024 | Feb 14, 2024 | Jul 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E•••••• S•••• | n/a | n/a | n/a | N | no | n/a |
| E•••••• F•••••••• S••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| E•••••• L•••• L•• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 4 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $352M | $159M | 121.3% | n/a | n/a | 22 | 13 | 6 | 2 |
| no |
| J••• E• B•••• | n/a | SOUTH JORDAN, UT | 5 | 10 | n/a | no |
| J••• K••• R••• | n/a | SOUTH JORDAN, UT | 4 | 34 | n/a | no |
| B•••• K••• B••••• | Certified Financial Planner | Morrison, CO | OREM, UT | SOUTH JORDAN, UT | 2 | 23 | 1 | no |
| R••• M•••••• C••••••••• | Chartered Financial Analyst | OREM, UT | SOUTH JORDAN, UT | Wilton, CT | 2 | 20 | n/a | no |
| J••• W••••• C••••••••• | n/a | OREM, UT | SOUTH JORDAN, UT | 2 | 20 | 5 | no |
| T•••• A•••• T••••• | n/a | Chandler, AZ | SOUTH JORDAN, UT | 2 | 10 | n/a | no |
| J••• N•••• F••••• | n/a | SOUTH JORDAN, UT | 1 | 25 | 1 | no |
| R••• T••••• W••••• | Certified Financial Planner | SOUTH JORDAN, UT | 1 | 17 | 2 | no |
| A••• P••• F••••••• | n/a | SOUTH JORDAN, UT | 1 | 10 | n/a | no |
| J•••• H•••••• | n/a | South Jordan, UT | SOUTH JORDAN, UT | 1 | 16 | n/a | no |
| J•••• S•••••• | n/a | SOUTH JORDAN, UT | South Jordan, UT | 1 | 10 | n/a | no |
| A•••••• J•••• S••••• | n/a | Aberdeen, SD | SOUTH JORDAN, UT | 1 | 11 | n/a | no |
| T••••• J••• W•••••• | n/a | Mesa, AZ | SOUTH JORDAN, UT | 0 | 12 | n/a | no |
| C•••• M•••••• | n/a | SOUTH JORDAN, UT | 0 | 10 | n/a | no |
| K•••• S•••• G•••••• | n/a | SOUTH JORDAN, UT | 0 | 28 | n/a | no |
| CHIEF EXECUTIVE OFFICER |
| C |
| yes |
| 10/2020 |
| Feb 14, 2024 |
| Jul 18, 2024 |
| n/a |
| N |
| yes |
| n/a |
| E•••••• T•• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| L•• O••••• O• C••••• M• P•••••• | n/a | n/a | n/a | N | yes | n/a |
| $352M |
| $352M |
| 22 |
| 10 |
| 5 |
| n/a |
| n/a |
| 2024 | Mar 30, 2025 | $159M | $159M | 13 | 8 | 2 | n/a | n/a |
| 2023 | Mar 29, 2024 | $116M | $116M | 8 | 6 | 1 | n/a | n/a |