K••• A••• N••

Advisor at S•••• M•••• • C••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:9b8cc39d-c270-7dfa-4fdf-f3e6c5f4b139

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• M•••• • C••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• M•••• • C••	Bd affiliated wealth	Sep 22, 2016	n/a	yes	OVERLAND PARK, KS	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	May 1, 2006	Aug 29, 2016	no	ST. LAWRENCE, KS\|LAWRENCE, KS\|Lawrence, KS\|LAWRENCE, KS\|Lawrence, KS\|Lawrence, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	S•••• M•••• • C••	Aug 29, 2016	Sep 22, 2016	24	Firm change	Other

Relationships

Registered with (2)

→ S•••• M•••• • C••Registered adviserregistration: current employment
Sep 22, 2016 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
May 1, 2006 to Aug 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b8cc39d-c270-7dfa-4fdf-f3e6c5f4b139
First observed: May 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.