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RIA / WealthAdvisor20 years in industry

JAMES ALAN PAVLIK

Advisor at ICON WEALTH PARTNERS

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b8dbf0d-089f-247d-c9be-9dddd0aeba6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 10, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Alan Pavlik

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ICON WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 7, 2006
First registration: Apr 10, 2006
Dual registered: no
Other names: James Pavlik
IAPD individual key: 4279213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ICON WEALTH PARTNERS	Independent wealth	Aug 1, 2022	n/a	yes	HOUSTON, TX	Current employment
ICON WEALTH PARTNERS, LLC	Former SEC adviser	Jun 19, 2020	Aug 1, 2022	no	HOUSTON, TX	Previous registration
AVALON INVESTMENT & ADVISORY	Former SEC adviser	Apr 10, 2006	Jun 23, 2020	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ICON WEALTH PARTNERS, LLC	ICON WEALTH PARTNERS	Aug 1, 2022	Aug 1, 2022	0	Channel change	RIA to new firm
AVALON INVESTMENT & ADVISORY	ICON WEALTH PARTNERS, LLC	Jun 23, 2020	Jun 19, 2020	-4	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283098:319609:TX:2022-08-01	Aug 1, 2022	Aug 1, 2022	HOUSTON, TX	Firm change
112556:283098:TX:2020-06-23	Jun 23, 2020	Jun 19, 2020	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ ICON WEALTH PARTNERSRegistered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ ICON WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 19, 2020 to Aug 1, 2022factForm ADV
→ AVALON INVESTMENT & ADVISORYRegistered adviserregistration: previous registration
Apr 10, 2006 to Jun 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b8dbf0d-089f-247d-c9be-9dddd0aeba6a
First observed: Apr 10, 2006
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES ALAN PAVLIK

Advisor at ICON WEALTH PARTNERS

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b8dbf0d-089f-247d-c9be-9dddd0aeba6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ICON WEALTH PARTNERS

Independent wealth

Aug 1, 2022

n/a

yes

HOUSTON, TX

Current employment

ICON WEALTH PARTNERS, LLC

Former SEC adviser

Jun 19, 2020

Aug 1, 2022

HOUSTON, TX

Previous registration

AVALON INVESTMENT & ADVISORY

Former SEC adviser

Apr 10, 2006

Jun 23, 2020

HOUSTON, TX|HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ICON WEALTH PARTNERS, LLC

ICON WEALTH PARTNERS

Aug 1, 2022

Channel change

RIA to new firm

AVALON INVESTMENT & ADVISORY

ICON WEALTH PARTNERS, LLC

Jun 23, 2020

Jun 19, 2020

-4

Firm change

RIA to RIA

Team

Left

Joined

From

Kind

283098:319609:TX:2022-08-01

Aug 1, 2022

HOUSTON, TX

Firm change

112556:283098:TX:2020-06-23

Jun 23, 2020

Jun 19, 2020

HOUSTON, TX

Firm change