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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 3, 2023 | n/a | yes | SAN DIEGO, CA|DALLAS, TX|DALLAS, TX | Current employment |
| EDWARD JONES | National bd RIA | Sep 23, 2016 | Mar 6, 2023 | no | DALLAS, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 23, 2014 | Sep 26, 2016 | no | FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Mar 6, 2023 | Mar 3, 2023 | -3 | Firm change | Ibd to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | EDWARD JONES | Sep 26, 2016 | Sep 23, 2016 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6413:TX:2023-03-03 | Mar 6, 2023 | Mar 3, 2023 | DALLAS, TX | Firm change |