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Advisor at EDWARD JONES
ELK GROVE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Feb 12, 2024 | n/a | yes | ELK GROVE, CA | Current employment |
| PRINCIPAL ASSET MANAGEMENT | Other adviser | May 27, 2022 | Nov 1, 2023 | no | Folsom, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 19, 2005 | Jul 30, 2007 | no | ROSEVILLE, CA|GRANITE BAY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT | EDWARD JONES | Nov 1, 2023 | Feb 12, 2024 | 103 | Firm change | Other |
| LPL FINANCIAL LLC | PRINCIPAL ASSET MANAGEMENT | Jul 30, 2007 | May 27, 2022 | 5,415 | Firm change after gap | Other |