DFX Intelligence

B••••••••• T•••••• W•• Y• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

B••••••••• T•••••• W•• Y• H••••

Advisor at E••••• F•••••••• N••••••• I•••

FORT WASHINGTON, PA | New Haven, CT

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Search this name across graphsid dfx:ria:9b967bab-f093-7e27-aaa8-1583f00eda03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• F•••••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• F•••••••• N••••••• I•••	Independent wealth	Sep 24, 2024	n/a	yes	New Haven, CT\|FORT WASHINGTON, PA	Current employment
K••••••• F•••••••• L••	Independent wealth	Jul 1, 2020	May 24, 2024	no	NEW HAVEN, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• F•••••••• L••	E••••• F•••••••• N••••••• I•••	May 24, 2024	Sep 24, 2024	123	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	K••••••• F•••••••• L••	Jul 10, 2020	Jul 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:309056:CT:2020-07-10	Jul 10, 2020	Jul 1, 2020	NEW HAVEN, CT	Firm change

Relationships

Registered with (3)

→ E••••• F•••••••• N••••••• I•••Registered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ K••••••• F•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2020 to May 24, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 8, 2015 to Jul 10, 2020factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b967bab-f093-7e27-aaa8-1583f00eda03
First observed: May 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.