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K•••• D•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K•••• D•••• W•••••

Advisor at L•• F•••••••• L••

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Search this name across graphsid dfx:ria:9b9afc1c-7c44-9688-dce4-9f96917bd107

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 31, 2019	n/a	yes	EDMOND, OK\|OKLAHOMA CITY, OK\|SHAWNEE, OK\|SEMINOLE, OK\|MCLOUD, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|SHAWNEE, OK\|TECUMSEH, OK\|TAHLEQUAH, OK\|STROUD, OK\|MEEKER, OK\|CHANDLER, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|PRAGUE, OK\|MCALESTER, OK\|OKEMAH, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|DEL CITY, OK\|MIDWEST CITY, OK\|WAGONER, OK\|OKLAHOMA CITY, OK	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Nov 1, 2019	Oct 31, 2019	-1	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115758:6413:OK:2019-11-01	Nov 1, 2019	Oct 31, 2019	EDMOND, OK	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 31, 2019 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2010 to Nov 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b9afc1c-7c44-9688-dce4-9f96917bd107
First observed: Jul 6, 2010
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.