DFX Intelligence
Data Factory
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CRD 106787
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAVIS, JOSEPH, MORTON | Chairman | E | yes | 10/1993 | Feb 23, 2012 | May 21, 2020 |
| SICILIANO, MICHAEL, VINCENT | CHIEF COMPLIANCE OFFICER/TREASURER | Na | yes | 02/2014 | Mar 13, 2014 | May 21, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | May 21, 2020 | $29,466 | $29,466 | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 21, 2019 | $309,548 | $309,548 | 2 | 1 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $12.7M | $12.7M | 2 | 1 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $11.9M | $11.9M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $9.5M | $9.5M | 2 | 1 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $10.7M | $10.7M | 3 | 1 | n/a | n/a | n/a |
| 2013 | Mar 13, 2014 | $8.3M | $8.3M | 3 | 1 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $5.9M | $5.9M | 2 | 2 | n/a | n/a | n/a |
| 2011 | Feb 23, 2012 | $3.7M | $3.7M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $29,466 | $309,548 | -90.5% | $11.9M | -86.5% | 2 | 2 | 0 | 0 |