DFX Intelligence

I••• A•••• M••••••••• U•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I••• A•••• M••••••••• U•• L••

CRD 314854

PALM HARBOR, FL

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Search this name across graphsid dfx:ria:9ba08eaf-f0f5-13ed-8b02-0c76538fa708

Data as of Oct 7, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 18, 2021 to Oct 7, 2021
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Custody, client assets: $0
SEC number: 801-121529

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• R• H••••••• L••	Member	E	yes	01/2021	May 18, 2021	Oct 7, 2021
T•••••• R••••••• T•••••	Member	E	yes	01/2021	May 18, 2021	Oct 7, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••• A•••• M••••••••• A•	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (3)

← Z••••••••• J•••• M••••••OwnerCCO, ownership code NA, individual
May 18, 2021 to presentfactForm ADV
← T•••••• R••••••• T•••••OwnerMEMBER, ownership code E, individual
May 18, 2021 to presentfactForm ADV
← A••• R• H••••••• L••OwnerMEMBER, ownership code E, domestic entity
May 18, 2021 to presentfactForm ADV

Dated events

Occurred
May 18, 2021
First Form ADV filing
I••• A•••• M••••••••• U•• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ba08eaf-f0f5-13ed-8b02-0c76538fa708
First observed: May 18, 2021
Last observed: Oct 7, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.