DFX Intelligence

J•••••• S•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

J•••••• S•••• W•••

Advisor at M••••• G••••• A••••••• I•••

San Diego, CA | DENVER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Aug 22, 2023	n/a	yes	San Diego, CA\|DENVER, CO	Current employment
P•••••• A•••• M••••••••• I••	Former SEC adviser	Aug 9, 2005	Mar 15, 2024	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••• M••••••••• I••	M••••• G••••• A••••••• I•••	Mar 15, 2024	Aug 22, 2023	-206	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
106598:147363:CA:2024-03-15	Mar 15, 2024	Aug 22, 2023	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (2)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Aug 22, 2023 to presentfactForm ADV
→ P•••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Aug 9, 2005 to Mar 15, 2024factForm ADV

Dated events

Order

Occurred
15 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.