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RIA / WealthAdvisorCertified Financial Planner36 years in industry

ROSEMARIE ANN CONNOLLY

Advisor at CONNOLLY FINANCIAL ADVISORS, INC.

Havertown, PA | North Andover, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONNOLLY FINANCIAL ADVISORS, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 31, 2003
First registration: Feb 24, 2003
Dual registered: no
Other names: ROSE ANN BURNS|ROSEMARIE ANNA CONNOLLY|ROSEMARIE ANNE CONNOLLY
IAPD individual key: 4606368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONNOLLY FINANCIAL ADVISORS, INC.	State registered	Sep 9, 2008	n/a	yes	North Andover, MA\|Havertown, PA	Current employment
LEGACY INVESTMENT ADVISORS INC.	State registered	Dec 1, 2006	Nov 13, 2008	no	BRAINTREE, MA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 1, 2005	Dec 6, 2006	no	NEW YORK, NY\|NORTH ANDOVER, MA\|N ANDOVER, MA	Previous registration
MONY SECURITIES CORPORATION	n/a	Dec 2, 2003	Jun 1, 2005	no	N. ANDOVER, MA	Previous registration
TRUSTED SECURITIES ADVISORS CORP.	n/a	Feb 24, 2003	Dec 2, 2003	no	NORTH ANDOVER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGACY INVESTMENT ADVISORS INC.	CONNOLLY FINANCIAL ADVISORS, INC.	Nov 13, 2008	Sep 9, 2008	-65	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	LEGACY INVESTMENT ADVISORS INC.	Dec 6, 2006	Dec 1, 2006	-5	Firm change	Ibd to state RIA
MONY SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jun 1, 2005	Jun 1, 2005	0	Bulk transfer	Other
TRUSTED SECURITIES ADVISORS CORP.	MONY SECURITIES CORPORATION	Dec 2, 2003	Dec 2, 2003	0	Firm change	Other

Relationships

Registered with (5)

→ CONNOLLY FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Sep 9, 2008 to presentfactForm ADV
→ LEGACY INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Dec 1, 2006 to Nov 13, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 1, 2005 to Dec 6, 2006factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 2, 2003 to Jun 1, 2005factForm ADV
→ TRUSTED SECURITIES ADVISORS CORP.Registered adviserregistration: previous registration
Feb 24, 2003 to Dec 2, 2003factForm ADV

Dated events

No dated event names this entity yet.