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RIA / WealthAdvisor34 years in industry

SANFORD PHILIP LOWENGART

Advisor at CAPITAL TRUST ADVISORS

Montgomery Street, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL TRUST ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 16, 1992
First registration: Dec 11, 2002
Dual registered: no
Other names: SANDY P. LOWENGART
IAPD individual key: 2170252

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL TRUST ADVISORS	Independent wealth	Jun 14, 2017	n/a	yes	Montgomery Street, CA	Current employment
ATLIN CAPITAL ADVISERS, LLC	n/a	Jan 12, 2010	Aug 31, 2012	no	SAN FRANCISCO, CA	Previous registration
HEFFERNAN INVESTMENT ADVISORS, INC.	Former SEC adviser	Feb 4, 2009	Mar 6, 2013	no	SAN FRANCISCO, CA	Previous registration
CEPHUS CAPITAL MANAGEMENT LLC	Former SEC adviser	Jun 21, 2004	Feb 27, 2009	no	SAN FRANCISCO, CA	Previous registration
SDR CAPITAL MANAGEMENT, INC.	n/a	Aug 22, 2003	Jul 20, 2004	no	SAN FRANCISCO, CA	Previous registration
OPTIMUM INVESTMENT ADVISORS, LLC	Former SEC adviser	Dec 11, 2002	Jun 1, 2004	no	BURLINGAME, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HEFFERNAN INVESTMENT ADVISORS, INC.	ATLIN CAPITAL ADVISERS, LLC	Mar 6, 2013	Jan 12, 2010	-1,149	Firm change after gap	Other
ATLIN CAPITAL ADVISERS, LLC	CAPITAL TRUST ADVISORS	Aug 31, 2012	Jun 14, 2017	1,748	Firm change after gap	Other
CEPHUS CAPITAL MANAGEMENT LLC	HEFFERNAN INVESTMENT ADVISORS, INC.	Feb 27, 2009	Feb 4, 2009	-23	Firm change	Other
SDR CAPITAL MANAGEMENT, INC.	CEPHUS CAPITAL MANAGEMENT LLC	Jul 20, 2004	Jun 21, 2004	-29	Firm change	Other
OPTIMUM INVESTMENT ADVISORS, LLC	SDR CAPITAL MANAGEMENT, INC.	Jun 1, 2004	Aug 22, 2003	-284	Firm change after gap	Other

Relationships

Registered with (6)

→ CAPITAL TRUST ADVISORSRegistered adviserregistration: current employment
Jun 14, 2017 to presentfactForm ADV
→ HEFFERNAN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Feb 4, 2009 to Mar 6, 2013factForm ADV
→ ATLIN CAPITAL ADVISERS, LLCRegistered adviserregistration: previous registration
Jan 12, 2010 to Aug 31, 2012factForm ADV
→ CEPHUS CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 21, 2004 to Feb 27, 2009factForm ADV
→ SDR CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 22, 2003 to Jul 20, 2004factForm ADV
→ OPTIMUM INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 11, 2002 to Jun 1, 2004factForm ADV

Dated events

No dated event names this entity yet.