DFX Intelligence
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Reading the graph
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Advisor at L•••
LOS ANGELES, CA | Mequon, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••• | Independent wealth | Dec 3, 2024 | n/a | yes | LOS ANGELES, CA|Mequon, WI | Current employment |
| P•••••• P••••••• | Former SEC adviser | Oct 24, 2020 | Jan 31, 2025 | no | MEQUON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P••••••• | L••• | Jan 31, 2025 | Dec 3, 2024 | -59 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 175206:269866:WI:2025-01-31 | Jan 31, 2025 | Dec 3, 2024 | MEQUON, WI | Firm change after gap |