DFX Intelligence
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Advisor at L•• F•••••••• L••
ELLICOTT CITY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2025 | n/a | yes | ELLICOTT CITY, MD | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|ROCKVILLE, MD|Ellicott City, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| H• B•••• I••• | Former SEC adviser | Feb 21, 2012 | Apr 1, 2021 | no | ELLICOTT CITY, MD|North Bethesda, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jan 3, 2012 | Feb 7, 2012 | no | VIENNA, VA | Previous registration |
| H• B•••• I••• | Former SEC adviser | Nov 30, 2007 | Dec 31, 2011 | no | ELLICOTT CITY, MD|Rockville, MD | Previous registration |
| M•••••••• A••••••• S•••••••• L•• | n/a | Apr 28, 1998 | Dec 3, 2007 | no | ELLICOTT CITY, MD | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| O•••• F•• I••• | H• B•••• I••• | Feb 7, 2012 | Feb 21, 2012 | 14 | Firm change | Other |
| H• B•••• I••• | O•••• F•• I••• | Dec 31, 2011 | Jan 3, 2012 | 3 | Firm change | Other |
| M•••••••• A••••••• S•••••••• L•• | H• B•••• I••• | Dec 3, 2007 | Nov 30, 2007 | -3 | Firm change | Other |