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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Northfield, MN | New Prague, MN | Lakeville, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 7, 2020 | n/a | yes | Lakeville, MN|Northfield, MN|New Prague, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | Mar 5, 2019 | no | WATERVILLE, MN|DUNDAS, MN|LONSDALE, MN | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Mar 20, 2007 | Nov 29, 2017 | no | DUNDAS, MN|WATERVILLE, MN|LONSDALE, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 11, 2005 | Feb 20, 2007 | no | SHAKOPEE, MN|SHAKOPEE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 5, 2019 | Apr 7, 2020 | 399 | Firm change | RIA to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | INVESTMENT CENTERS OF AMERICA, INC. | Feb 20, 2007 | Mar 20, 2007 | 28 | Firm change | Other |