DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••••••• A•••• M••••••••• L••
M•••••••••, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••••• A•••• M••••••••• L•• | Independent wealth | Jun 27, 2019 | n/a | yes | M•••••••••, DE | Current employment |
| B••• R••• C••••••• L•• | Former SEC adviser | Mar 30, 2017 | Jun 28, 2019 | no | M•••••••••, DE|REHOBOTH BEACH, DE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• R••• C••••••• L•• | M••••••••• A•••• M••••••••• L•• | Jun 28, 2019 | Jun 27, 2019 | -1 | Firm change | RIA to RIA |
| M••••••••• A•••• M••••••••• L•• | B••• R••• C••••••• L•• | Oct 2, 2017 | Mar 30, 2017 |
| M••••••••• A•••• M••••••••• L•• | n/a | Mar 24, 2017 | Oct 2, 2017 | no | M•••••••••, DE | Previous registration |
| -186 |
| Firm change after gap |
| Other |